DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• F•••• L•••
Gross asset value
$196M
as of Oct 27, 2016; not a fund size
Peak GAV
$253M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$287M
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2015 to Oct 27, 2016
Reporting history
one row per Form ADV filing
Gross asset value$196M as of Oct 27, 2016
Mar 31, 2015$253M then
Owners1 as of Oct 27, 2016
Mar 31, 20152 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois
- ComputershareProvidence, Rhode Island
- Pershing, LLCChicago, Illinois
Across DFX
shared identifiers only
- S•••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons