DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
U• R••• E••••• O••••••••• I• L•••
Gross asset value
$376M
as of Feb 21, 2023; not a fund size
Peak GAV
$1.9B
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
26%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
74%
Reported
216 filings
Mar 30, 2012 to Feb 21, 2023
Reporting history
one row per Form ADV filing
Gross asset value$574M as of Jul 19, 2016
Mar 30, 2012$1.9B then
Owners4 as of Jul 19, 2016
Mar 30, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Bank N.VGustav Mahlerlaan, Netherlands
- Aozora BankChiyoda, Japan
- Banco Santander (Mexico), S.A.Mexico City, Mexico
- Bank Of AmericaCharlotte, California
- Bank Of AmericaConcord, California
- Bank Of ChinaShenzhen, China
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Bnp ParibasParis, France
- Ca Indosuez Wealth (Europe)Luxembourg, Luxembourg
- Caceis Bank LuxembourgLuxembourg, Luxembourg
- Carta Securities, LLCSan Francisco, California
- Ccb Qingdao Sifang BranchQingdao, China
- China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, ShanghaiShanghai, China
- China Merchant Bank Huhehaote Municipal BranchHohhot, China
- Cibc Bank USAChicago, Illinois
- Citibank N.A.New York, New York
- Cmb Huhehaote Municipal BranchHohhot, China
- Corland BmoChicago, Illinois
- Credit Agricole Corporate And Invesment BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 26%reportedadviser and related persons