DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•• O•• M••••••••• F•••• L••

Gross asset value
$42.0M
as of Apr 16, 2024; not a fund size
Peak GAV
$52.4M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Mar 25, 2016 to Apr 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$42.0M as of Apr 16, 2024
Mar 25, 2016$9.8M then
Owners9 as of Apr 16, 2024
Mar 25, 201616 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
feeder of 805-2752759451reported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-332290reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cibc, USA
    Chicago, Illinois · LEI 984500B3AEBC9CC89061
  • Wells Fargo
    New York, New York · LEI 549300B4EK2P191S8U08
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons