DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I••••••• M••••• F••• L•••
Gross asset value
$120M
as of Mar 28, 2024; not a fund size
Peak GAV
$153M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
28%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
19 filings
Feb 17, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$120M as of Mar 28, 2024
Feb 17, 2012$153M then
Owners2 as of Mar 28, 2024
Feb 17, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-220286reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Monness Crespi Hardt & Co., Inc.New York, New York
- National Financial Services LLCBoston, Massachusetts
- Pershing LLCNew York, New York
- Tradestation Securities, Inc.New York, New York
- U.S. Trust, Bank Of America Private Wealth ManagmentNew York, New York
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 28%reportedadviser and related persons