DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•••••••• T••••••••• M•••• A•• T••••••••• F•••
Gross asset value
$19.8M
as of Nov 5, 2019; not a fund size
Peak GAV
$19.8M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
31%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
92%
Reported
4 filings
Mar 29, 2019 to Nov 5, 2019
Reporting history
one row per Form ADV filing
Gross asset value$19.8M as of Nov 5, 2019
Mar 29, 2019$19.8M then
Owners15 as of Nov 5, 2019
Mar 29, 201915 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 18% of the adviser's clients investedreported
- Form D file number
- 021-279031reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- E•••••••• Japan Securities Co., Ltd.Tokyo, Japan · related person of the adviser · LEI 353800O6EQQFB1WXS538
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 31%reportedadviser and related persons