DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••••• F•••• L• P•••••••• A• • A••••• M••
Gross asset value
$215M
as of Mar 14, 2024; not a fund size
Peak GAV
$215M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Oct 13, 2021 to Mar 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$215M as of Mar 14, 2024
Oct 13, 2021$115M then
Owners12 as of Mar 14, 2024
Oct 13, 202111 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-411559reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor ServicesChicago, Illinois
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- Jpmorgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- RBC Capital Markets, LLCNew York, New York · LEI 549300LCO2FLSSVFFR64
Across DFX
shared identifiers only
- R•••••••• F•••• L• P•••••••• a• • A••••• M•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons