DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••• C•••••• V•••••• P••••••• V•• L•••
Gross asset value
$53.0M
as of Nov 18, 2024; not a fund size
Peak GAV
$157M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
17%
Reported
16 filings
Mar 26, 2012 to Nov 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$53.0M as of Nov 18, 2024
Mar 26, 2012$135M then
Owners30 as of Nov 18, 2024
Mar 26, 201228 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-141693reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaParamus, New Jersey · LEI 9DJT3UXIJIZJI4WXO774
- Comerica BankPalo Alto, California · LEI 70WY0ID1N53Q4254VH70
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- O••• C•••••• V•••••• P••••••• V•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons