DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• E• S••• O••••• P••••••••• L•••••
Gross asset value
$30B
as of Aug 9, 2024; not a fund size
Peak GAV
$36B
highest filing
Owners
355
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
57%
Reported
49 filings
Feb 29, 2012 to Aug 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$30B as of Aug 9, 2024
Feb 29, 2012$7.6B then
Owners355 as of Aug 9, 2024
Feb 29, 2012510 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-64161reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Allspring Funds Management, LLCWilmington, Delaware · LEI 549300HDKZE50HZZOG90
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Banco Santander, S.A.Santander, Spain · LEI 5493006QMFDDMYWIAM13
- Bank Of America CorporationWilmington, Delaware · LEI 9DJT3UXIJIZJI4WXO774
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Bank Of MontrealToronto, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Bank Plc, New York BranchNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York
- Barclays Capital Securities, Ltd.London, United Kingdom · LEI K9WDOH4D2PYBSLSOB484
- Black Rock, Inc.New York, New York · LEI 549300LRIF3NWCU26A80
- Bmo Capital Markets Corp.New York, New York
- Bnp ParibasNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas SaParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities, Inc.New York, New York
- Canadian Imperial Bank Of CommerceToronto, Canada · LEI 2IGI19DL77OX0HC3ZE78
- Canadian Imperial Bank Of Commerce, Ny BranchNew York, New York · LEI 549300H8L46OOZOFHU82
- Cibc World Markets Corp.Wilmington, Delaware · LEI 549300445CON3DBMU275
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons