DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• O•••••••• L•••
Gross asset value
$1.6B
as of Oct 31, 2013; not a fund size
Peak GAV
$1.6B
highest filing
Owners
67
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
31%
fund-of-funds interests
Non-US owners
35%
Reported
10 filings
Feb 2, 2012 to Oct 31, 2013
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Oct 31, 2013
Feb 2, 2012$988M then
Owners67 as of Oct 31, 2013
Feb 2, 201264 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-40981reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman, Sachs & Co.New York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- UBS AgStamford, Connecticut
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons