DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

R•• P••••••• C••••••• L•••

Private Equity Fundadvised byH•••••• H•••••••• H•••••••• L••former805-9735080192IAPD
Gross asset value
$33.6M
as of May 18, 2017; not a fund size
Peak GAV
$45.1M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Mar 29, 2012 to May 18, 2017
Reporting history
one row per Form ADV filing
Gross asset value$33.6M as of May 18, 2017
Mar 29, 2012$420,000 then
Owners3 as of May 18, 2017
Mar 29, 20122 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Texas, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Deutsche Bank Private Wealth Management
    New York, New York
  • J.P. Morgan Private Bank
    New York, New York
  • Origin Bank
    Fort Worth, Texas
  • Tib - The Independent Bankersbank
    Irving, Texas
  • Wells Fargo Bank
    Dallas, Texas
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons