DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••• L••• A•••• M••••• F•••• L•••

Hedge Fundadvised byS••••• C••••••• L••asset manager805-9738180688IAPD
Gross asset value
$266M
as of Mar 29, 2024; not a fund size
Peak GAV
$277M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
68%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Nov 21, 2017 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$266M as of Mar 29, 2024
Nov 21, 2017$24.3M then
Owners40 as of Mar 29, 2024
Nov 21, 20177 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Capital Inc.
    New York, New York
  • Fidelity Prime Services
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • JP Morgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley & Co., Inc.
    New York, New York
  • Morgan Stanley Capital Services, LLC
    New York, New York
  • National Financial Services LLC
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
68%reportedadviser and related persons