DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Nni00001

Private Equity Fundadvised byNorthern Neck Investors LLCformer805-9747568287no longer reportedIAPD
Gross asset value
$1.0M
as of Apr 30, 2012; not a fund size
Peak GAV
$1.0M
highest filing
Owners
16
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
26%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
11%
Reported
2 filings
Mar 29, 2012 to Apr 30, 2012
Reporting history
one row per Form ADV filing
Gross asset value$1.0M as of Apr 30, 2012
Mar 29, 2012$1.0M then
Owners16 as of Apr 30, 2012
Mar 29, 201216 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Bermudareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
26%reportedadviser and related persons