DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••• N•• M•••• L•••
Gross asset value
$31.4M
as of Apr 30, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
24
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
51%
Reported
26 filings
Mar 5, 2012 to Apr 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$31.4M as of Apr 30, 2024
Mar 5, 2012$677M then
Owners24 as of Apr 30, 2024
Mar 5, 20123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-156818reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank And Trust Company (Bahamas) LimitedNassau, Bahamas, The
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Hsbc Bank PlcLondon, United Kingdom
- Hsbc Securities (USA) Inc.New York, New York
- UBS AgNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons