DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••• S••••• O••••••••• F••• V• L•
Gross asset value
$112M
as of Dec 17, 2024; not a fund size
Peak GAV
$148M
highest filing
Owners
19
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
24%
of the fund
Owned by funds
66%
fund-of-funds interests
Non-US owners
66%
Reported
15 filings
Mar 30, 2020 to Dec 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$112M as of Dec 17, 2024
Mar 30, 2020$45.1M then
Owners19 as of Dec 17, 2024
Mar 30, 202011 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-356925reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Antares Capital LPChicago, Illinois · LEI 254900O94N1KQPBGGB08
- Btig, LLCSan Franscisco, California
- Computershare Trust Company, National AssociationProvidence, Rhode Island · LEI 2549001YYB62BVMSAO13
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs & Co. LLCNew York, New York
- Jpmorgan Chase Bank, National AssociationChicago, Illinois · LEI 7H6GLXDRUGQFU57RNE97
- Royal Bank Of CanadaToronto, Canada · LEI ES7IP3U3RHIGC71XBU11
- Wilmington Savings Fund Society, FsbWilmington, Delaware · LEI 5493005DKMV1IHIM8E20
Across DFX
shared identifiers only
- W•••• S••••• O••••••••• F••• V• L• · peshared adv fund id
- W•••• S••••• O••••••••• F••• V• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 24%reportedadviser and related persons