DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

C••••• I••••••••• P••••••• I•••• L•••

Private Equity Fundadvised byC••••• I••••••••• M••••••••• L••asset manager805-9757431586no longer reportedIAPD
Gross asset value
$0
as of Jun 29, 2018; not a fund size
Peak GAV
$112M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 30, 2012 to Jun 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Jun 29, 2018
Mar 30, 2012$112M then
Owners16 as of Jun 29, 2018
Mar 30, 201214 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Morgan Stanley
    Santa Barbara, California
  • Northern Trust
    St. Peter Port, Guernsey
  • UBS Financial Services Inc.
    Santa Barbara, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons