DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Ptam Enhanced Structured Credit Fund, LP

Hedge Fundadvised byPt Asset Management, LLCasset manager805-9763469967no longer reportedIAPD
Gross asset value
$113M
as of Mar 25, 2019; not a fund size
Peak GAV
$256M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
51%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
Feb 28, 2012 to Mar 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$113M as of Mar 25, 2019
Feb 28, 2012$67.9M then
Owners34 as of Mar 25, 2019
Feb 28, 201269 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-140852reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • J.P. Morgan Securities LLC
    New York, New York
  • Mb Financial Bank, N.A.
    Chicago, Illinois · LEI YJMYTIGWK1HM7EQ06C15
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Sg Americas Securities, LLC
    New York, New York
  • The Northern Trust Company
    Chicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
  • Wells Fargo Bank, N.A.
    Charlotte, North Carolina · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
51%reportedadviser and related persons