DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
3• N•••••• R•••••••• F••• L•
Gross asset value
$1.0B
as of Mar 30, 2018; not a fund size
Peak GAV
$1.8B
highest filing
Owners
59
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
60%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
85%
Reported
9 filings
Apr 1, 2013 to Mar 30, 2018
Reporting history
one row per Form ADV filing
Gross asset value$1.0B as of Mar 30, 2018
Apr 1, 2013$98.4M then
Owners59 as of Mar 30, 2018
Apr 1, 201318 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Northern TrustJersey City, New Jersey
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 60%reportedadviser and related persons