DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
J•••• P••••••• H••••••• I•••
Private Equity Fundadvised byS•• M••• C•••••• L•••••asset manager805-9780487013no longer reportedIAPD
Gross asset value
$129M
as of Mar 25, 2014; not a fund size
Peak GAV
$129M
highest filing
Owners
80
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
34%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 18, 2013 to Mar 25, 2014
Reporting history
one row per Form ADV filing
Gross asset value$129M as of Mar 25, 2014
Mar 18, 2013$106M then
Owners80 as of Mar 25, 2014
Mar 18, 20135 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- J•••• P••••••• H••••••• I••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 34%reportedadviser and related persons