DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••••• S•••••••• L••• • S••••• A••••

Private Equity Fundadvised byC•••••••• I••••••••• M••••••••• L••asset manager805-9817134880IAPD
Gross asset value
$194M
as of Mar 25, 2024; not a fund size
Peak GAV
$210M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Aug 27, 2015 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$194M as of Mar 25, 2024
Aug 27, 2015$201M then
Owners5 as of Mar 25, 2024
Aug 27, 20155 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-245906reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Monex Europe
    London, United Kingdom · LEI 213800GZGM4WP8ODMB34
  • Svb Securities, A Non-Bank Affiliate Of Silicon Valley Bank
    Santa Clara, California
  • Tristate Capital Bank
    Pittsburgh, Pennsylvania · LEI 5493002GQNJKJONGBS18
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons