DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•• G••• I••••••••• L•

Private Equity Fundadvised byO•••• R••••••• G••••• L••asset manager805-9825439976no longer reportedIAPD
Gross asset value
$3.7M
as of Nov 16, 2016; not a fund size
Peak GAV
$99.1M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
50%
of the fund
Owned by funds
36%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Jun 11, 2012 to Nov 16, 2016
Reporting history
one row per Form ADV filing
Gross asset value$3.7M as of Nov 16, 2016
Jun 11, 2012$24.8M then
Owners3 as of Nov 16, 2016
Jun 11, 20123 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 36% of the adviser's clients investedreported
Form D file number
021-179381reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Texas Capital Bank
    Austin, Texas
  • The Kingdom Trust Company
    Sioux Falls, South Dakota
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
50%reportedadviser and related persons