DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• S••••••••• F••• I• L•••
Gross asset value
$398M
as of Jun 12, 2024; not a fund size
Peak GAV
$538M
highest filing
Owners
95
beneficial owners reported
Minimum investment
$75,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
45%
fund-of-funds interests
Non-US owners
18%
Reported
17 filings
Jul 17, 2018 to Jun 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$398M as of Jun 12, 2024
Jul 17, 2018$22.6M then
Owners95 as of Jun 12, 2024
Jul 17, 20183 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 11% of the adviser's clients investedreported
- Form D file number
- 021-312679reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banc Of CaliforniaLos Angeles, California · LEI 549300IBHVRZNE4YFN80
- Ladenburg Thalmann & Co. Inc.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- S••••••••• S••••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons