DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M•• P••••••• O•••••••• L•••

Hedge Fundadvised byM•• C•••••• M••••••••• L•••••other805-9828073975no longer reportedIAPD
Gross asset value
$85.1M
as of Mar 31, 2014; not a fund size
Peak GAV
$1.6B
highest filing
Owners
9
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
35%
of the fund
Owned by funds
65%
fund-of-funds interests
Non-US owners
65%
Reported
5 filings
Mar 30, 2012 to Mar 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$85.1M as of Mar 31, 2014
Mar 30, 2012$1.2B then
Owners9 as of Mar 31, 2014
Mar 30, 20125 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-174810reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    New York, New York
  • Bank Of New York Mellon Trust Company
    New York, New York
  • Barclays Capital Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    Brooklyn, New York
  • J.P. Morgan Securities Inc.
    New York, New York
  • JP Morgan Chase & Co.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
  • Wells Fargo Securities Inc.
    San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
35%reportedadviser and related persons