DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• C••••••• P•••••••• F••• L•••
Gross asset value
$16.7M
as of Aug 23, 2017; not a fund size
Peak GAV
$16.7M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
57%
Reported
2 filings
Mar 30, 2017 to Aug 23, 2017
Reporting history
one row per Form ADV filing
Gross asset value$16.7M as of Aug 23, 2017
Mar 30, 2017$16.7M then
Owners24 as of Aug 23, 2017
Mar 30, 201724 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 14% of the adviser's clients investedreported
- Form D file number
- 021-260420reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Interactive Brokers LLCGreenwich, Connecticut · related person of the adviser
- Td Securities Inc.Toronto, Ontario, Canada · related person of the adviser
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons