DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W• C•••••• P•••••••• L•••
Gross asset value
$16.6M
as of May 23, 2018; not a fund size
Peak GAV
$73.5M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
9%
Reported
15 filings
Feb 13, 2012 to May 23, 2018
Reporting history
one row per Form ADV filing
Gross asset value$16.6M as of May 23, 2018
Feb 13, 2012$73.5M then
Owners41 as of May 23, 2018
Feb 13, 201240 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-61722reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan StanleyBoston, Massachusetts
- Silicon Valley BankNew York, New York · LEI 0K2D5AK28E3O5CC06E35
- Wilmington Trust CompanyWilmington, Delaware · LEI 2549003YW3T6PERKZM60
Across DFX
shared identifiers only
- W• C•••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons