DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC
Hedge Fundadvised byGuggenheim Partners Investment Management, LLCother805-9854016665no longer reportedIAPD
Gross asset value
$2.6B
as of Mar 2, 2015; not a fund size
Peak GAV
$2.6B
highest filing
Owners
63
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
52%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
3%
Reported
24 filings
Jul 13, 2012 to Mar 2, 2015
Reporting history
one row per Form ADV filing
Gross asset value$2.6B as of Mar 2, 2015
Jul 13, 2012$1.6B then
Owners63 as of Mar 2, 2015
Jul 13, 201255 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-9299875037reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- 021-127703reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase Bank N.A.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 52%reportedadviser and related persons