DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• C•••• E•• F•••• L•••
Gross asset value
$38.7M
as of Apr 3, 2024; not a fund size
Peak GAV
$38.7M
highest filing
Owners
27
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
20%
of the fund
Owned by funds
79%
fund-of-funds interests
Non-US owners
51%
Reported
3 filings
Mar 31, 2023 to Apr 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$38.7M as of Apr 3, 2024
Mar 31, 2023$30.4M then
Owners27 as of Apr 3, 2024
Mar 31, 202326 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-474561reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- Hsbc FundsKansas City, Missouri · LEI 213800MK2OTSN7TSAV83
Across DFX
shared identifiers only
- O•• C•••• E•• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 20%reportedadviser and related persons