DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• E•••••••• S••••••••
Gross asset value
$43.1M
as of Mar 30, 2022; not a fund size
Peak GAV
$43.1M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$1.7M
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
88%
Reported
4 filings
Feb 28, 2020 to Mar 30, 2022
Reporting history
one row per Form ADV filing
Gross asset value$43.1M as of Mar 30, 2022
Feb 28, 2020$39.3M then
Owners26 as of Mar 30, 2022
Feb 28, 202026 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- OPEN-ENDED AIFMD FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- RBC Investor ServicesEsch-Sur-Alzette, Luxembourg
Across DFX
shared identifiers only
- S••••••••• E•••••••• S•••••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons