DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

V•••• E••••• P••••••• F••• V•• L•••

Gross asset value
$10B
as of May 8, 2024; not a fund size
Peak GAV
$13B
highest filing
Owners
148
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
28%
Reported
28 filings
Mar 30, 2017 to May 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10B as of May 8, 2024
Mar 30, 2017$6.6B then
Owners148 as of May 8, 2024
Mar 30, 2017133 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-259044reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America
    Charlotte, North Carolina
  • Citibank, Na
    New York, New York
  • Equiniti
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
18%reportedadviser and related persons