DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••• I••••••••• M••••• F••• L•
Gross asset value
$232M
as of Apr 24, 2024; not a fund size
Peak GAV
$580M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
59%
fund-of-funds interests
Non-US owners
2%
Reported
25 filings
Mar 30, 2012 to Apr 24, 2024
Reporting history
one row per Form ADV filing
Gross asset value$232M as of Apr 24, 2024
Mar 30, 2012$324M then
Owners17 as of Apr 24, 2024
Mar 30, 201232 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-81944reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Financial Markets, Inc.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Bank Of New York MellonNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons