DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• O•••••• F•••• L•
Gross asset value
$1.4B
as of Mar 29, 2024; not a fund size
Peak GAV
$3.0B
highest filing
Owners
163
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
43%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Feb 14, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.4B as of Mar 29, 2024
Feb 14, 2012$2.0B then
Owners163 as of Mar 29, 2024
Feb 14, 2012347 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-101142reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Fidelity Prime ServicesNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- JP Morgan Chase Bank, N.A.New York, New York
- Merrill Lynch InternationalNew York, New York
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- Morgan Stanley & Co., Inc.New York, New York
- Morgan Stanley Capital Services, LLCNew York, New York
- National Financial Services LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 43%reportedadviser and related persons