DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
0•• S• F••••••••• V•••• F•••• L•••
Gross asset value
$4.6M
as of Mar 21, 2023; not a fund size
Peak GAV
$104M
highest filing
Owners
8
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
67%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 9, 2012 to Mar 21, 2023
Reporting history
one row per Form ADV filing
Gross asset value$4.6M as of Mar 21, 2023
Mar 9, 2012$60.7M then
Owners8 as of Mar 21, 2023
Mar 9, 201237 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-86429reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny Mellon Wealth ManagementNew York, New York
- Td BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 67%reportedadviser and related persons