DFX Intelligence
Advisor moves
Departures from USA Financial Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roger Lee Ford | USA Financial Securities LLC other | Concourse Financial Group Advisors other | Other | Aug 15, 2003 | Aug 25, 2003 |
| Jeffrey Brent Lapidus | USA Financial Securities LLC other | Securities America Advisors, Inc. other | Other | Jul 8, 2003 | Aug 8, 2003 (31 d) |
| Charles Caesar Werckenthien | USA Financial Securities LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jan 27, 2003 | Jan 29, 2003 |
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183 moves match.