DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cooper Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Floyd Ozeck | Cooper Financial Services, Inc. independent RIA | Fao Wealth Inc no RAUM | RIA to a newly registered adviser | Aug 20, 2025 | Aug 1, 2025 |
| Abram M Ozeck | Cooper Financial Services, Inc. independent RIA | Fao Wealth Inc no RAUM | RIA to a newly registered adviser | Aug 20, 2025 | Jul 28, 2025 |
| Susan Lynn Cooper | Cooper Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 29, 2014 | Apr 17, 2014 |
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3 moves match.