DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raskob Kambourian Financial Advisors, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Edward Jarvise | Raskob Kambourian Financial Advisors, Ltd. independent RIA | Beam Wealth Advisors, Inc. independent RIA | RIA to RIA | Apr 24, 2025 | Mar 5, 2025 |
| Phillip Bernard Anthony Kaiser | Raskob Kambourian Financial Advisors, Ltd. independent RIA | Pk Quantitative Investing, LLC state registered | RIA to a state-registered adviser | May 28, 2021 | Jun 15, 2021 |
| Ricky Dean Kelley | Raskob Kambourian Financial Advisors, Ltd. independent RIA | Rd Kelley Financial Group state registered | RIA to a state-registered adviser | Mar 28, 2019 | Aug 21, 2018 |
| Kenneth Gene Nesler | Raskob Kambourian Financial Advisors, Ltd. other | Sunrise Capital Management, LLC unclassified | Other | Feb 7, 2008 | Jan 7, 2008 |
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4 moves match.