DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from L. Roy Papp & Associates, Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Allen Biehl | L. Roy Papp & Associates, Llp other | Rts Private Wealth Management other | Other | Sep 29, 2006 | Oct 11, 2006 |
| John Leslie Stull | L. Roy Papp & Associates, Llp other | Foothills Asset Management Ltd other | Other | Apr 14, 2004 | Mar 1, 2006 (686 d) |
| Bruce Conklin Williams | L. Roy Papp & Associates, Llp other | Ironwood Investment Counsel, LLC other | Other | Nov 28, 2003 | Mar 12, 2003 |
| Kenneth Kaj Haycraft | L. Roy Papp & Associates, Llp other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 16, 2002 | Nov 21, 2002 (36 d) |
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4 moves match.