DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mosaic Financial Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sheila Mie SchroederMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Stephen Atwood KeplerMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Geoffrey Mitchell ZimmermanMosaic Financial Partners, Inc. independent RIAIntegrated Advisors Network LLC independent RIARIA to RIAOct 19, 2018Dec 17, 2018 (59 d)
Mary Louise BallinMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Sabrina Francis LowellMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
T. Steven BrantonMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Elizabeth Lawrence RevenkoMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Holly Gillian KindelMosaic Financial Partners, Inc. otherOccidental Asset Management, LLC independent RIAOtherDec 13, 2017May 18, 2018 (156 d)
David Bruce LawrenceMosaic Financial Partners, Inc. otherRaub Brock Capital Management, LP otherOtherJun 10, 2013Jul 3, 2013
Linda Lubitz BooneMosaic Financial Partners, Inc. otherMeira Wealth independent RIAOtherJun 14, 2011Jan 1, 2026 (5315 d)
Gabriel Stephen BrennerMosaic Financial Partners, Inc. otherBrenner Financial unclassifiedOtherFeb 4, 2004Jun 25, 2004 (142 d)
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11 moves match.