DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Synergies

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Conner WardFinancial Synergies independent RIAQuotient Wealth Partners, LLC independent RIARIA to RIAAug 27, 2024Nov 8, 2024 (73 d)
Adam Philip LawrenceFinancial Synergies independent RIATanglewood Total Wealth Management, Inc. independent RIARIA to RIAMay 9, 2024Jul 29, 2024 (81 d)
Dane Carpenter SpencerFinancial Synergies independent RIABeacon Financial Advisors Ltd independent RIARIA to RIAOct 25, 2023Feb 21, 2024 (119 d)
Jorge Armando SalinasFinancial Synergies independent RIAManske Wealth Management, LLC independent RIARIA to RIAJun 30, 2022Jun 16, 2023 (351 d)
Amber Mae PicardFinancial Synergies independent RIAAstoria Strategic Wealth, Inc. independent RIARIA to RIANov 1, 2021Jan 7, 2022 (67 d)
Skyler Christian DennyFinancial Synergies independent RIALegacy Financial Designs state registeredRIA to a state-registered adviserMar 31, 2021Apr 28, 2021
Brock Vaughn HedgecokeFinancial Synergies independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 15, 2020Jan 4, 2022 (476 d)
Jon Michael SpeightFinancial Synergies otherFinancial Synergies Wealth Advisors, Inc. unclassifiedOtherJun 26, 2003Jan 22, 2003
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8 moves match.