DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Delessert Financial Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Howard Vaughn Sontag | Delessert Financial Services Inc other | Wealthspire Advisors independent RIA | Other | May 9, 2012 | Mar 29, 2021 (3246 d) |
| Michael Ross Pedlow | Delessert Financial Services Inc other | Kestra Advisory Services, LLC other | Other | May 9, 2012 | Apr 19, 2016 (1441 d) |
| Emily Susan Boothroyd | Delessert Financial Services Inc other | Westport Resources Management Inc other | Other | May 9, 2012 | Dec 14, 2012 (219 d) |
| Christiane Shields Delessert | Delessert Financial Services Inc other | Montis Financial, LLC no RAUM | Other | May 2, 2012 | Apr 30, 2012 |
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4 moves match.