DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Physician Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Edwards Kelley | Physician Wealth Advisors, Inc. independent RIA | Alliance Wealth Advisors, LLC independent RIA | RIA to RIA | Apr 5, 2022 | Apr 12, 2022 |
| Cody Grant Daniels | Physician Wealth Advisors, Inc. independent RIA | Spc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2019 | Mar 5, 2019 |
| Chad Edwards Kelley | Physician Wealth Advisors, Inc. independent RIA | Dentist Advisors independent RIA | RIA to RIA | Sep 7, 2018 | Sep 10, 2018 |
| Trent L. Searle | Physician Wealth Advisors, Inc. other | Truenorth Wealth other | Other | Nov 23, 2011 | Jul 15, 2014 (965 d) |
| Martin Arthur Watkins | Physician Wealth Advisors, Inc. other | Truenorth Wealth other | Other | Oct 20, 2006 | Dec 11, 2006 (52 d) |
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5 moves match.