DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cannell & Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Frank Shapiro | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
| Joseph Blair Werner | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
| Edward Morgan Giles | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
| Robert Charles Eising | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Mar 27, 2024 (43 d) |
| Walter Kenneth Giles | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
| William Henry Herrman II | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
| Ian Barrie Maccallum | Cannell & Co. independent RIA | Cannell & Spears LLC independent RIA | RIA to RIA | Feb 13, 2024 | Feb 21, 2024 |
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7 moves match.