DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waterstone Investment Counsel, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Alan Roberts | Waterstone Investment Counsel, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2024 | Feb 5, 2024 |
| Don Gayle Brosz | Waterstone Investment Counsel, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2024 | Jan 29, 2024 |
| Gabriel Sutter Jung | Waterstone Investment Counsel, LLC independent RIA | Walser Wealth Management Company, A Limited Liability Company independent RIA | RIA to RIA | Aug 30, 2023 | Dec 18, 2024 (476 d) |
| Benjamen Drew Jacobs | Waterstone Investment Counsel, LLC independent RIA | Jacobs Wealth Management, LLC state registered | RIA to a state-registered adviser | Apr 1, 2022 | Mar 8, 2022 |
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4 moves match.