DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Orion Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Doty Cummings | Orion Capital Management Inc other | Savant Wealth Management other | Other | Jul 21, 2015 | May 1, 2015 |
| Glenn Michael Farkas | Orion Capital Management Inc other | Transamerica Financial Advisors, LLC other | Other | Mar 7, 2008 | Feb 27, 2009 (357 d) |
Page 1 of 1
2 moves match.