DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oak Ridge Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Philip James CallahanOak Ridge Investments, LLC independent RIANorth Square Investments, LLC no RAUMRIA to a newly registered adviserAug 15, 2018May 11, 2019 (269 d)
James Joseph BarclayOak Ridge Investments, LLC independent RIANorth Square Investments, LLC no RAUMRIA to a newly registered adviserAug 15, 2018May 11, 2019 (269 d)
Kierstin Renee GreenOak Ridge Investments, LLC independent RIANorth Square Investments, LLC no RAUMRIA to a newly registered adviserAug 15, 2018Dec 27, 2018 (134 d)
Malcolm Joseph LunnOak Ridge Investments, LLC otherVirtus Capital Advisers, LLC otherOtherAug 8, 2016Sep 6, 2016
Christopher L. WilliamsOak Ridge Investments, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 3, 2014Sep 25, 2023 (3279 d)
James Wesley BabsonOak Ridge Investments, LLC otherO'Shaughnessy Asset Management, LLC otherOtherMar 17, 2014Feb 12, 2014
Daniel Philip DelanyOak Ridge Investments, LLC otherGeneva Advisors, LLC otherOtherJan 31, 2012Dec 3, 2013 (672 d)
Michael Henry SandowOak Ridge Investments, LLC otherNeuberger Berman Bd LLC otherOtherJan 24, 2011Feb 3, 2011
Christopher J CollinsOak Ridge Investments, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 4, 2010Sep 26, 2011 (418 d)
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9 moves match.