DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from High Falls Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George D Marron | High Falls Advisors, Inc. independent RIA | High Probability Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2023 | Apr 20, 2023 (108 d) |
| Maureen J. Pilato | High Falls Advisors, Inc. independent RIA | High Probability Advisors, LLC independent RIA | RIA to RIA | Sep 10, 2018 | Aug 24, 2021 (1079 d) |
| Alecia Beth Fisher Dougherty | High Falls Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 3, 2018 | Feb 1, 2018 |
| Zachary Maxwell Harrington | High Falls Advisors, Inc. other | Northlanding Financial Partners, LLC other | Other | Dec 6, 2017 | Dec 7, 2017 |
| Michael Ross | High Falls Advisors, Inc. other | Northlanding Financial Partners, LLC other | Other | May 16, 2016 | May 16, 2016 |
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5 moves match.