DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Winfield Associates Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Stocker NortonWinfield Associates Inc independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 5, 2022Jul 11, 2022
Thomas Joseph NyitrayWinfield Associates Inc independent RIAThomas Nyitray, Sole Proprietor state registeredRIA to a state-registered adviserJul 5, 2022Oct 10, 2025 (1193 d)
Mark Quien HaleyWinfield Associates Inc independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 5, 2022Jul 11, 2022
Christopher William BakerWinfield Associates Inc independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 5, 2022Jul 15, 2022
Page 1 of 1
4 moves match.