DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sfc Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Debra Hellyer Sherman | Sfc Wealth Advisors, Inc. other | Domani Wealth, LLC other | Other | Apr 8, 2016 | Mar 23, 2016 |
| James Joseph Karchner | Sfc Wealth Advisors, Inc. other | Domani Wealth, LLC other | Other | Apr 8, 2016 | Mar 25, 2016 |
| Jeremie Lee Patrick | Sfc Wealth Advisors, Inc. other | Rodgers & Associates other | Other | Mar 28, 2016 | Jan 8, 2018 (651 d) |
| Kenneth Walter Fry | Sfc Wealth Advisors, Inc. other | Ifs Group independent RIA | Other | Sep 9, 2009 | Jul 2, 2024 (5410 d) |
| Samuel Joseph Catanese | Sfc Wealth Advisors, Inc. other | Wealth Advisors Network, Inc. independent RIA | Other | Nov 8, 2004 | Jun 18, 2020 (5701 d) |
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5 moves match.