DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Forward Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Allen Reid | Forward Management, LLC asset manager | Salient Advisors, L.P. asset manager | Other | Nov 21, 2022 | Aug 23, 2018 |
| Shelly M Maas | Forward Management, LLC other | Msi Financial Services, Inc. other | Other | Mar 19, 2012 | Jun 6, 2012 (79 d) |
| Heather Leigh Brittain | Forward Management, LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 23, 2011 | Aug 30, 2011 |
| Kris Hunter Jamison | Forward Management, LLC other | Uniplan Real Estate Advisors, Inc. other | Other | Aug 27, 2010 | Sep 2, 2010 |
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4 moves match.