DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stewart & Patten Co LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert M Gentry | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 5, 2024 |
| Lori E Sherman | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 5, 2024 |
| Alexandre Pierre Lilles | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 6, 2024 |
| Stephen A. Arthur Ethridge | Stewart & Patten Co LLC other | Guardian Investment Management other | Other | Apr 30, 2013 | Aug 12, 2013 (104 d) |
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4 moves match.