DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bard Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Steven Spitzbard | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 3, 2026 |
| Jeffrey Michael Welsh | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 9, 2026 |
| Mickey S Goldberg | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Mar 20, 2024 |
| Joseph F Schreck | Bard Financial Services, Inc. other | Belpointe Asset Management LLC other | Other | Dec 31, 2016 | Jan 3, 2017 |
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4 moves match.