DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Investment Planning Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ari Seth Wiener | Investment Planning Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Dec 23, 2021 |
| Jason Ross Dallacqua | Investment Planning Associates Inc independent RIA | Crest Wealth Advisors LLC state registered | RIA to a state-registered adviser | Nov 13, 2020 | Jan 8, 2021 (56 d) |
| Charles Edward Donalies | Investment Planning Associates Inc other | Tricapital Advisors Inc other | Other | Jul 20, 2012 | Sep 1, 2015 (1138 d) |
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3 moves match.